Shannon Leigh Knight

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → Present
  Charles Schwab & Co., Inc.
  Fishers, IN
• 12/2016 → 01/2017
  Schwab Private Client Investment Advisory, Inc.
  Indianapolis, IN

Previous Registrations

• 2016-12-02 → 2017-01-09
  Schwab Wealth Advisory, Inc.
  Indianapolis, IN
• 2003-10-09 → 2005-07-05
  Keybanc Capital Markets Inc.
  Anderson, IN
• 2000-07-21 → 2002-09-12
  Prudential Equity Group, Llc
  Indianapolis, IN

Other Businesses

1. START DATE 04/05/2013, FISHER, IN. PARK AVENUE SOLUTIONS, ADMINISTRATIVE, I WILL PERFORM GENERAL ADMINISTRATIVE DUTIES FOR THE PRESIDENT/OWNER OF THE COMPANY. GENERAL ACTIVITIES WILL INCLUDE THE FOLLOWING: PROCESS DOCUMENTATION, COORDINATION OF EVENTS, MAILING LETTERS TO CONTACTS, HOURS PER MONTH LESS THAN 20. 2. NICKEL PLATE CLOTHING COMPANY LLC | START DATE 07.01.2017| FISHERS, IN| RESPONSIBLE FOR THE GENERAL OVERSIGHT OF THE BUSINESS. THIS ENTAILS DECISIONS MADE REGARDING THE MARKETING, PRICING, AND DISTRIBUTION OF THE CLOTHING MADE BY THE COMPANY AS WELL AS EQUIPMENT ACQUISITION. FOR APPROXIMATELY 20 HOURS PER MONTH NON DURING TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2014-02-24
• S65 Uniform Investment Adviser Law Examination
  2000-05-26
• S63 Uniform Securities Agent State Law Examination
  2000-04-19

Other Names

• Shannon Leigh Bell
• Shannon Leigh Browning