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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-12-06 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Egg Harbor Township | NJ | 01/2007 | 04/2017 |
| Pruco Securities ,Llc | Egg Harbor Township | NJ | 01/2007 | 04/2017 |
| Unemployed | Voorhees | NJ | 05/2017 | 07/2017 |
| Quest Capital Strategies, Inc. | Lake Forest | CA | 08/2017 | 12/2019 |
| Stonex Securities Inc | Voorhees | NJ | 12/2019 | Present |
| Stonex Advisors Inc | Voorhees | NJ | 12/2019 | Present |
EMG Financial Services LLC, 10 Briarwood Drive, Voorhees, NJ 08043, Nature of Business: Insurance Agency, Non-Investment Related, Title: President, Duties: Run day to day operations of insurance company, Start Date: 7/22/2016, Hours Devoted to Business: 80, Hours Devoted to Business during Market Hours: 20
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-02 |
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