Inactive

Bradley J Hartman

Hartman Financial Planning

Santa Clarita, CA

Claim This Profile

Current Employers

Hartman Financial Planning

18723 Via Princessa # 1122, Santa Clarita, CA 91387 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-11-19

CA RA
APPROVED

Since 2025-11-19

Branch Locations

18723 Via Princessa #1122, Santa Clarita, CA 91387 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Options Trading & Education, Llc	Santa Clarita	CA	09/2003	Present

09/2003 → Present

Options Trading & Education, Llc

Santa Clarita, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-04-25

S65 Uniform Investment Adviser Law Examination

2007-04-25

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

AVINCI WEALTH MANAGEMENT, INC.

CETERA INVESTMENT ADVISERS LLC

GLOBAL FINANCIAL ADVISORY SERVICES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

KAMERIE JOY LARSEN

Natalia Carolina Avila

Stephen Vincent Festa

JASON A GIETTER

Jeannette Harris

Michael Adam Wright

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA CLARITA, CA

MORGAN STANLEY · VALENCIA, CA

J.P. MORGAN SECURITIES LLC · VALENCIA, CA

AVINCI WEALTH MANAGEMENT, INC. · VALENCIA, CA

CETERA INVESTMENT ADVISERS LLC · VALENCIA, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VALENCIA, CA

GLOBAL FINANCIAL ADVISORY SERVICES, INC. · VALENCIA, CA

THRIVENT INVESTMENT MANAGEMENT INC. · Valencia, CA

More in Santa Clarita, CA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor