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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-23 |
| ME | RA | APPROVED | 2017-02-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 06/2016 | 02/2017 |
| Androscoggin Savings Bank | Gray | ME | 06/2016 | Present |
| Raymond James Financial Services, Inc. | Gray | ME | 02/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Gray | ME | 02/2017 | Present |
| Androscoggin Bank | Gray | ME | 02/2017 | Present |
(1)Name of Business: Androscoggin Financial Services Address: 24 Portland Rd, Gray, ME, 04039-9450, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: DBA for Raymond James
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-05 |
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