Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-23
ME RA APPROVED 2017-02-15
  • TX RA
    APPROVED_RES
    Since 2018-05-23
  • ME RA
    APPROVED
    Since 2017-02-15

Branch Locations

24 Portland Road, Gray, ME 04039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 06/2016 02/2017
Androscoggin Savings Bank Gray ME 06/2016 Present
Raymond James Financial Services, Inc. Gray ME 02/2017 Present
Raymond James Financial Services Advisors Inc. Gray ME 02/2017 Present
Androscoggin Bank Gray ME 02/2017 Present
  • 06/2016 → 02/2017
    Invest Financial Corporation
    Tampa, FL
  • 06/2016 → Present
    Androscoggin Savings Bank
    Gray, ME
  • 02/2017 → Present
    Raymond James Financial Services, Inc.
    Gray, ME
  • 02/2017 → Present
    Gray, ME
  • 02/2017 → Present
    Androscoggin Bank
    Gray, ME
Previous Registrations
  • 2016-06-29 → 2017-02-16
    Invest Financial Corporation
    Gray, ME
    Lewiston, ME
  • 2015-10-16 → 2016-06-29
    Augusta, ME
    Augusta, ME
    Augusta, ME
    Falmouth, ME
    Gardiner, ME
    Hallowell, ME
    Mancheser, ME
    Portland, ME
    Randolph, ME
    Saco, ME
    Winthrop, ME
    York, ME
    Kennebunk, ME
    San Diego, CA
    Kennebunk, ME
    Portland, ME
    Auburn, ME
    Lewiston, ME
  • 2014-01-21 → 2015-10-16
    Kennebunk, ME
  • 2012-09-25 → 2014-01-21
    Cetera Investment Services Llc
    Kennebunk, ME
    Hallowell, ME
    Randolph, ME
    Saco, ME
    York, ME
    August, ME
    Augusta, ME
  • 2010-07-30 → 2012-09-19
    Biddeford, ME
    Ogunquit, ME
    Sanford, ME
    Springvale, ME
    North Berwick, ME
    Kennebunk, ME
    York, ME
Other Businesses

(1)Name of Business: Androscoggin Financial Services Address: 24 Portland Rd, Gray, ME, 04039-9450, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: DBA for Raymond James

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-29
S63 Uniform Securities Agent State Law Examination 2007-04-05
  • S65 Uniform Investment Adviser Law Examination
    2010-07-29
  • S63 Uniform Securities Agent State Law Examination
    2007-04-05
Other Names
  • Derek Simkowitz

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Gray, ME

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor