Derek David Simkowitz

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 02/2017
  Invest Financial Corporation
  Tampa, FL
• 06/2016 → Present
  Androscoggin Savings Bank
  Gray, ME
• 02/2017 → Present
  Raymond James Financial Services, Inc.
  Gray, ME
• 02/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Gray, ME
• 02/2017 → Present
  Androscoggin Bank
  Gray, ME

Previous Registrations

• 2016-06-29 → 2017-02-16
  Invest Financial Corporation
  Gray, ME
  Lewiston, ME
• 2015-10-16 → 2016-06-29
  Lpl Financial Llc
  Augusta, ME
  Augusta, ME
  Augusta, ME
  Falmouth, ME
  Gardiner, ME
  Hallowell, ME
  Mancheser, ME
  Portland, ME
  Randolph, ME
  Saco, ME
  Winthrop, ME
  York, ME
  Kennebunk, ME
  San Diego, CA
  Kennebunk, ME
  Portland, ME
  Auburn, ME
  Lewiston, ME
• 2014-01-21 → 2015-10-16
  Cetera Investment Advisers Llc
  Kennebunk, ME
• 2012-09-25 → 2014-01-21
  Cetera Investment Services Llc
  Kennebunk, ME
  Hallowell, ME
  Randolph, ME
  Saco, ME
  York, ME
  August, ME
  Augusta, ME
• 2010-07-30 → 2012-09-19
  Lpl Financial Llc
  Biddeford, ME
  Ogunquit, ME
  Sanford, ME
  Springvale, ME
  North Berwick, ME
  Kennebunk, ME
  York, ME

Other Businesses

(1)Name of Business: Androscoggin Financial Services Address: 24 Portland Rd, Gray, ME, 04039-9450, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: DBA for Raymond James

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-07-29
• S63 Uniform Securities Agent State Law Examination
  2007-04-05

Other Names

• Derek Simkowitz