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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-25
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

6 Corporate Drive, Shelton, CT 06484 • United States

Woodbridge, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Shelton CT 02/2008 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Shelton CT 03/2017 Present
  • 02/2008 → 03/2017
    Metlife Securities Inc
    Shelton, CT
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Shelton, CT
Previous Registrations
  • 2008-11-14 → 2017-03-25
    Msi Financial Services, Inc.
    Shelton, CT
Other Businesses

Name: Daniela Aponte Inv rel: Y Add: 6 Corporate Dr Shelton CT 06484 Nature: Outside Insurance Business Position: Independent Insurance Agent Start date: 10/2013 No hrs/mo: 0 No hrs/mo dur trading: 0 Describe duties: Long-Term Care and Property and Casualty.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-10
  • S66 Uniform Combined State Law Examination
    2008-11-10
Designations
Other Names
  • Daniela Miraballes

View on SEC IAPD

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