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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-02 |
Branch Locations
28-07 Jackson Ave Suite 15137, Long Island City, NY 11101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Widener University | Chester | PA | 01/2006 | 08/2019 |
| Wells Fargo Advisors, Llc. | Norristown | PA | 07/2013 | 11/2016 |
| Wells Fargo Bank Na | Norristown | PA | 07/2013 | 05/2018 |
| Wells Fargo Clearing Services, Llc | Norristown | PA | 11/2016 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 06/2025 | 01/2026 |
| Td Bank | White Plains | NY | 07/2018 | 05/2025 |
| Mml Investors Services, Llc | Long Island City | NY | 01/2026 | Present |
| Massmutual Life Insurance Company | Long Island City | NY | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-09 |
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