Scott Jay Sumner

Current Employers

Employment History

• 04/1991 → Present
  Sumner & Associates
  Rochester Hills, MI
• 05/2007 → 08/2023
  Sigma Planning Corporation
  Ann Arbor, MI
• 01/2024 → Present
  Lpl Financial, Llc
  Rochester Hills, MI

Previous Registrations

• 2009-09-25 → 2023-08-15
  Spc
  Clinton Twp, MI
  Ann Arbor, MI
  Rochester, MI

Other Businesses

1- 12/2023 / Schafer Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 8 hrs during trading / start date 10/16/2022 2- 12/2023 / Notary / Investment Related / start date 10/01/1990 3- 12/2023 / Advance Planning, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / start date 05/05/2011 4- 12/2023 / Thrift realty,INC / Business Owner / Investment Related / start date 07/25/1986 5- 12/2023 / Momentum Equity, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / start date 07/25/2000 6- 12/2023 / Sumner & Associates / Attorne/Legal Services / Non Investment Related / 140 hrs mnth / 7 hrs during trading / start date 03/20/2002 7- 01/09/2024 - 730 Associates, LLC - Real Estate Rental - Owner - Not Investment Related - 730 S. Rochester Rd. Rochester Hills, Ml 48094 - Start Date 01/01/1998 - 1 Hour Per Month

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-01-25