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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union Bank | Seattle | WA | 04/2011 | 03/2020 |
| Unionbanc Investment Services | Seattle | WA | 06/2011 | 03/2020 |
| U.S. Bancorp Investments, Inc. | Seattle | WA | 03/2020 | 10/2021 |
| U.S. Bank | Seattle | WA | 03/2020 | Present |
| U.S. Bancorp Investments, Inc. | Seattle | WA | 12/2021 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Seattle | WA | 02/2026 | Present |
The Goose and Buns LLC; Investment-related; Palm Springs, CA; AirBnB short-term rental property; Owner, member of the LLC; 10/2025; 3-5 hours/month; 0 hours/trading; Passive participant but will help with home maintenance and upkeep.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-07 |
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