Scott Schroeder

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1985 → Present
  Self Employed Farming
  Fergus Falls, MN
• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Fergus Falls, MN
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Fergus Falls, MN

Previous Registrations

• 2009-10-13 → 2011-01-03
  Wells Fargo Investments, Llc
  Fergus Falls, MN
  Barnesville, MN
• 2008-10-31 → 2009-09-30
  Osaic Services, Inc.
  Forest Lake, MN
  Fergus Falls, MN
  Fergus Falls, MN
• 2007-12-17 → 2008-10-31
  American General Securities Incorporated
  Fergus Falls, MN

Other Businesses

FARMING; NOT INV RELATED; FERGUS FALLS, MN; GRAIN & CATTLE; 100% OWNERSHIP; START 1/1/1985; 90 HOURS PER MONTH, 0 DURING TRADING; SELF-EMPLOYED FARMER. CO-TRUSTEE FOR FATHER'S TRUST; INV. RELATED; FERGUS FALLS, MN; START DATE 2/2019; 1 HR PER MONTH; 0 HRS DURING TRADING. | SCHROEDER REPAIR; NOT INV RELATED; FERGUS FALLS, MN; SIGNER; 03/2025; 1 HOUR PER MONTH; 0 DURING TRADING HOURS; SONS OWN BUSINESS

Exams

• S66 Uniform Combined State Law Examination
  2007-03-13

Other Names

• Scott Allen Schroeder