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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-18
TX RA APPROVED_RES 2012-08-03
ND RA APPROVED 2011-01-03
  • MN RA
    APPROVED
    Since 2013-11-18
  • TX RA
    APPROVED_RES
    Since 2012-08-03
  • ND RA
    APPROVED
    Since 2011-01-03

Branch Locations

220 W Washington Ave, Fergus Falls, MN 56537 • United States

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Farming Fergus Falls MN 06/1985 Present
Wells Fargo Advisors Llc Fergus Falls MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Fergus Falls MN 11/2016 Present
  • 06/1985 → Present
    Self Employed Farming
    Fergus Falls, MN
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Fergus Falls, MN
  • 11/2016 → Present
    Fergus Falls, MN
Previous Registrations
  • 2009-10-13 → 2011-01-03
    Wells Fargo Investments, Llc
    Fergus Falls, MN
    Barnesville, MN
  • 2008-10-31 → 2009-09-30
    Osaic Services, Inc.
    Forest Lake, MN
    Fergus Falls, MN
    Fergus Falls, MN
  • 2007-12-17 → 2008-10-31
    American General Securities Incorporated
    Fergus Falls, MN
Other Businesses

FARMING; NOT INV RELATED; FERGUS FALLS, MN; GRAIN & CATTLE; 100% OWNERSHIP; START 1/1/1985; 90 HOURS PER MONTH, 0 DURING TRADING; SELF-EMPLOYED FARMER. CO-TRUSTEE FOR FATHER'S TRUST; INV. RELATED; FERGUS FALLS, MN; START DATE 2/2019; 1 HR PER MONTH; 0 HRS DURING TRADING. | SCHROEDER REPAIR; NOT INV RELATED; FERGUS FALLS, MN; SIGNER; 03/2025; 1 HOUR PER MONTH; 0 DURING TRADING HOURS; SONS OWN BUSINESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-13
  • S66 Uniform Combined State Law Examination
    2007-03-13
Other Names
  • Scott Allen Schroeder

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