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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| WA | RA | APPROVED | 2009-09-11 |
Branch Locations
One Fifth Street Suite 300, Wenatchee, WA 98801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Wenatchee | WA | 09/2009 | Present |
Harvey Family LLC; 102 E Mountain Brook Ln Wenatchee WA 98801; Property Management; Member; overseer; 07/04/2011; 20.00 Hour(s) Per Year; not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-18 |
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