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Edward Anton Ullrich

Wells Fargo Clearing Services, LLC

Cincinnati, OH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-12-22
  • OH RA
    APPROVED
    Since 2025-12-22

Branch Locations

255 E 5Th St Ste 1400, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Blue Ash OH 10/2006 10/2023
Aw Securities Folsom CA 01/2024 11/2025
Wells Fargo Clearing Services, Llc Dublin OH 11/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-19
S63 Uniform Securities Agent State Law Examination 2007-03-07
  • S66 Uniform Combined State Law Examination
    2025-12-19
  • S63 Uniform Securities Agent State Law Examination
    2007-03-07
Other Names
  • Tony Ullrich
  • Edward A Ullrich
  • Edward Ullrich

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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