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Joseph E Fortuna

Morgan Stanley

Hartford, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
CT RA APPROVED 2010-06-04
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • CT RA
    APPROVED
    Since 2010-06-04

Branch Locations

225 Asylum Street 14Th Floor, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Hartford CT 06/2010 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2010 → Present
    Morgan Stanley Smith Barney Llc
    Hartford, CT
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-20
  • S66 Uniform Combined State Law Examination
    2007-02-20
Other Names
  • Joseph Fortuna

View on SEC IAPD

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NEBRODI PARTNERS, LLC · HARTFORD, CT
ERNST & YOUNG INVESTMENT ADVISERS LLP · HARTFORD, CT
ROCKEFELLER FINANCIAL LLC · Hartford, CT
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
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