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Stephen Lee Price

Edward Jones

Shelby, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-28
NC RA APPROVED 2007-05-18
  • TX RA
    APPROVED_RES
    Since 2019-05-28
  • NC RA
    APPROVED
    Since 2007-05-18

Branch Locations

1105 East Dixon Blvd Suite 4, Shelby, NC 28152-6839 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-08
  • S66 Uniform Combined State Law Examination
    2007-03-08
Designations

View on SEC IAPD

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