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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-01-07 |
| TX | RA | APPROVED | 2020-12-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Tucson | AZ | 07/2015 | 11/2020 |
| Jpmorgan Securities Llc | Marana | AZ | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-01 |
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