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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-14
VA RA APPROVED 2022-04-14
  • TX RA
    APPROVED
    Since 2022-04-14
  • VA RA
    APPROVED
    Since 2022-04-14

Branch Locations

312 Brook Pl, Forest, VA 24551 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Lynchburg VA 09/2011 04/2022
Bank Of America, N.A. Lynchburg VA 12/2011 04/2022
Raymond James Financial Services, Inc. Forest VA 04/2022 Present
Raymond James Financial Services Advisors, Inc. Forest VA 04/2022 Present
Absolute Fireworks Arrington TN 07/2022 Present
  • 09/2011 → 04/2022
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Lynchburg, VA
  • 12/2011 → 04/2022
    Bank Of America, N.A.
    Lynchburg, VA
  • 04/2022 → Present
    Raymond James Financial Services, Inc.
    Forest, VA
  • 04/2022 → Present
    Forest, VA
  • 07/2022 → Present
    Absolute Fireworks
    Arrington, TN
Previous Registrations
Other Businesses

(1)Name of Business: BS Partners LLC Address: 312 Brook Park Pl, Forest, VA, 24551, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 01/03/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is the company that holds the building that we use as an office. Myself and Jon Schubert own this together and rent the building to the support company for Resolute Private Wealth. (2)Name of Business: Resolute Private Wealth Address: 312 Brook Park Pl, Forest, VA, 24551, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/17/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: This is our firm now affiliated with Raymond James. It is essentially my Raymond James business, but I have been instructed to add it as an OBA since we are with RJFS instead of RJA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-08
  • S66 Uniform Combined State Law Examination
    2007-03-08

View on SEC IAPD

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