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Jessica A Arias

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 5272101

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2015-01-27
TX RA APPROVED 2015-01-13
  • AZ RA
    APPROVED
    Since 2015-01-27
  • TX RA
    APPROVED
    Since 2015-01-13

Branch Locations

14321 N. Northsight Boulevard, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc Scottsdale AZ 01/2007 Present
Arias Custom Works, Llc Glendale AZ 09/2018 12/2022
  • 01/2007 → Present
    The Vanguard Group, Inc
    Scottsdale, AZ
  • 09/2018 → 12/2022
    Arias Custom Works, Llc
    Glendale, AZ
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355........

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-02-02
  • S63 Uniform Securities Agent State Law Examination
    2007-02-02
Designations
  • Certified Financial Planner
Other Names
  • Jessica A Pena

View on SEC IAPD

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