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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-10
TX RA APPROVED 2025-10-10
  • CA RA
    APPROVED
    Since 2025-10-10
  • TX RA
    APPROVED
    Since 2025-10-10

Branch Locations

9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Monica CA 09/2008 10/2025
Bank Of America, N.A. Santa Monica CA 09/2009 10/2025
Morgan Stanley Smith Barney Llc Beverly Hills CA 10/2025 Present
Previous Registrations
Other Businesses

(1) 666082 - Civilized Savages / Not Investment Related / Los Angeles, CA / Art/Culture / Sole Proprietor/Owner / Start 27-March-2017 / 1 hour devoted monthly / 0 during trading hours / I design t-shirts, print them and sell them.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-09
  • S66 Uniform Combined State Law Examination
    2009-03-09
Other Names
  • Steven James Calderon
  • Steven J Calderon

View on SEC IAPD

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