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David Walter Schwarz

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-08-12
TX RA APPROVED 2014-08-12
  • PA RA
    APPROVED
    Since 2014-08-12
  • TX RA
    APPROVED
    Since 2014-08-12

Branch Locations

100 Vanguard Boulevard, Malvern, PA 19355 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 01/2007 Present
Acac Fitness And Wellness Center West Chester PA 09/2019 08/2022
Ymca West Chester PA 10/2014 08/2019
Suburban Seahawks Club Newton Square PA 11/2022 Present
  • 01/2007 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 09/2019 → 08/2022
    Acac Fitness And Wellness Center
    West Chester, PA
  • 10/2014 → 08/2019
    Ymca
    West Chester, PA
  • 11/2022 → Present
    Suburban Seahawks Club
    Newton Square, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: SUBURBN SEAHAWKS CLUB NON-INVESTMENT RELATED ADDRESS (City/State): NEWTOWN SQUARE, PA NATURE OF BUSINESS: ATHLETIC TEAM POSITION: SWIM COACH START DATE (Month/Year): 11/2022 APPROXIMATE HOURS PER MONTH: 8 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: COACHING SWIMMERS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-01
S63 Uniform Securities Agent State Law Examination 2007-03-07
  • S65 Uniform Investment Adviser Law Examination
    2014-08-01
  • S63 Uniform Securities Agent State Law Examination
    2007-03-07
Designations
Other Names
  • David Schwarz

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