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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-11-24
TN RA APPROVED 2007-04-16
  • TX RA
    APPROVED
    Since 2008-11-24
  • TN RA
    APPROVED
    Since 2007-04-16

Branch Locations

222 2Nd Ave S, Nashville, TN 37201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Nashville TN 01/2007 Present
Bank Of America, N.A. Nashville TN 05/2011 Present
  • 01/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Nashville, TN
  • 05/2011 → Present
    Bank Of America, N.A.
    Nashville, TN
Other Businesses

I*24440 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TRIDENT INVESTMENT PARTNERS, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1909 LOMBARDY AVENUE, NASHVILLE, TENNESSEE 37215 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MEMBER/PARTNER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-14
  • S66 Uniform Combined State Law Examination
    2007-04-14

View on SEC IAPD

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