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1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-30 |
Branch Locations
1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
333 Bush Street, Suite 2020, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Private Ocean Llc | San Rafael | CA | 05/2009 | 01/2018 |
| Wealthspan Llc | Novato | CA | 01/2018 | 11/2019 |
| Equius Partners | Novato | CA | 11/2019 | 03/2023 |
| Wealth Enhancement Advisory Services | Novato | CA | 04/2023 | 10/2024 |
| Wealth Enhancement Group | Novato | CA | 04/2023 | 10/2024 |
| Mercer Global Advisors Inc. | San Francisco | CA | 11/2024 | 04/2026 |
| Empirical Wealth Management | Seattle | WA | 06/2026 | Present |
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