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Brandon William Deford

Northwestern Mutual Investment Services, LLC

Upper Arlington, OH

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-06-11
  • OH RA
    APPROVED
    Since 2009-06-11

Branch Locations

1349 W Lane Ave Ste 1200, Upper Arlington, OH 43221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Daniel R. Neary Columbus OH 05/2008 Present
Northwestern Mutual Investment Services, Llc Columbus OH 05/2008 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2012 Present
Joe Pearl Upper Arlington OH 01/2024 Present
Allan W Lepley Upper Arlington OH 01/2024 Present
  • 05/2008 → Present
    Daniel R. Neary
    Columbus, OH
  • 05/2008 → Present
    Northwestern Mutual Investment Services, Llc
    Columbus, OH
  • 09/2012 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2024 → Present
    Joe Pearl
    Upper Arlington, OH
  • 01/2024 → Present
    Allan W Lepley
    Upper Arlington, OH
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-09
S63 Uniform Securities Agent State Law Examination 2008-10-17
  • S65 Uniform Investment Adviser Law Examination
    2009-06-09
  • S63 Uniform Securities Agent State Law Examination
    2008-10-17

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
FIFTH THIRD SECURITIES, INC.
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
ALEXANDER FINANCIAL PLANNING, INC.
DEMERS FINANCIAL PLANNING
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES

Other Investors

Scott F Scharfenberger
Christopher T. Rhorer
Benjamin Cross
Matthew Hanuska
Samuel George Messerly
RAKESH K SINGH
SEAN M HANNIGAN
KYLE ANDREW MAWHORR

Other Offices

J.P. MORGAN SECURITIES LLC · Upper Arlington, OH
FIFTH THIRD SECURITIES, INC. · COLUMBUS, OH
LPL FINANCIAL LLC · UPPER ARLINGTON, OH
U.S. BANCORP ADVISORS, LLC · Columbus, OH
ALEXANDER FINANCIAL PLANNING, INC. · COLUMBUS, OH
DEMERS FINANCIAL PLANNING · COLUMBUS, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Columbus+, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Columbus, OH

More in Upper Arlington, OH

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