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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-11 |
| CA | RA | APPROVED | 2007-06-25 |
Branch Locations
7777 Center Ave., Suite 120, Huntington Beach, CA 92647 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Irvine | CA | 01/2007 | Present |
(1) 10/21/2011: NO BUSINESS NAME - INV REL - 561 MONTELEONE AVENUE, OAK PARK, CA 91377 & 2805 MONUMENT AVENUE, UNIT 1. RICHMOND, VA 23221 - REAL ESTATE RENTAL - NO TIME SPENT. (2) 03/10/2015: NO BUSINESS NAME - INV REL - 10111 FLANNER AVE, GARDEN GROVE, CA 92840 AND 10471 CHAPMAN AVE, GARDEN GROVE, CA 92840 - REAL ESTATE RENTAL - NO TIME SPENT - RENTAL PROPERTY OWNER. (3) 04/06/2015: THIESEN DUEKER - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 03/26/2015 - 100 HR/MO ALL DURING SECS TRDG HRS. (4) 04/06/2015: THIESEN DUEKER GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 03/26/2015 - 100 HR/MO ALL DURING SECS TRDG HRS. (5) 08/21/2023 - Thiesen Dueker Modern Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/09/2023 - 160 Hours Per Month/ 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-22 |
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