Josiah James Fricke

Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 03/2020
  Mclane Inc.
  Republic, MO
• 08/2018 → Present
  Compass Fiancial
  Springfield, MO
• 02/2019 → Present
  Foundations Investment Advisors Llc
  Scottsdale, AZ

Previous Registrations

• 2009-03-27 → 2010-11-09
  Mml Investors Services, Llc
  West Des Moines, IA
• 2007-06-15 → 2009-03-16
  Waddell & Reed
  Norwalk, IA

Other Businesses

(1) 08/2018 - Compass Financial - Investment Related - 3271 E Battlefield Rd #260, Springfield, MO 65804; Owner & Independent Insurance Agent; Approx. 100 hours/mo. during trading hours; Duties include providing insurance and annuity solutions and reviewing plans with clients. (2) Compass Financial; Not Investment Related; 3271 E Battlefield Rd, #260, Springfield, MO 65804; Owner; Tax prep; Assisting clients with tax prep as needed; Started: 11/2025; 5-10 hours a month

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-02-09
• S63 Uniform Securities Agent State Law Examination
  2007-04-24

Other Names

• Joe James Fricke