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Inactive

Lorne David Enquist

Empirical Wealth Management

Seattle, WA

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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-09
AK RA APPROVED 2011-06-06
TX RA APPROVED_RES 2011-06-01
WA RA APPROVED 2011-06-01
  • CA RA
    APPROVED
    Since 2024-12-09
  • AK RA
    APPROVED
    Since 2011-06-06
  • TX RA
    APPROVED_RES
    Since 2011-06-01
  • WA RA
    APPROVED
    Since 2011-06-01

Branch Locations

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empirical Financial Services, Llc Dba Empirical Wealth Mgmt Seattle WA 05/2011 Present
Empirical Financial Services, Llc Dba Empirical Wealth Mgmt Seattle WA 10/2013 Present
  • 05/2011 → Present
    Empirical Financial Services, Llc Dba Empirical Wealth Mgmt
    Seattle, WA
  • 10/2013 → Present
    Empirical Financial Services, Llc Dba Empirical Wealth Mgmt
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-02
S65 Uniform Investment Adviser Law Examination 2000-10-27
  • S66 Uniform Combined State Law Examination
    2007-03-02
  • S65 Uniform Investment Adviser Law Examination
    2000-10-27

View on SEC IAPD

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FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
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