Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-01-28 |
Branch Locations
One Bryant Park, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2015 | 05/2019 |
| Bofa Securities, Inc. | New York | NY | 05/2019 | 07/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-24 |
Reach out to this advisor