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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-01-19
MD RA APPROVED 2024-01-19
  • DE RA
    APPROVED
    Since 2024-01-19
  • MD RA
    APPROVED
    Since 2024-01-19

Branch Locations

Prince Frederick, MD • United States

404-A East Savannah Road, Lewes, DE 19958 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Annapolis City Police Annapolis MD 06/2001 Present
Questar Capital Corporation Minneapolis MN 08/2018 03/2019
Questar Asset Management Minneapolis MI 08/2018 03/2019
Woodbury Financial Services, Inc. Wilmington DE 03/2019 Present
Woodbury Financial Services, Inc. Wilmington DE 03/2019 01/2024
Osaic Wealth, Inc. Lewes DE 01/2024 Present
  • 06/2001 → Present
    Annapolis City Police
    Annapolis, MD
  • 08/2018 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 08/2018 → 03/2019
    Questar Asset Management
    Minneapolis, MI
  • 03/2019 → Present
    Woodbury Financial Services, Inc.
    Wilmington, DE
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Wilmington, DE
  • 01/2024 → Present
    Lewes, DE
Previous Registrations
  • 2019-03-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Lewes, DE
    Newark, DE
  • 2018-11-28 → 2019-03-01
    Questar Asset Management, Inc.
    Wilimington, DE
    Minneapolis, MN
Other Businesses

1. LINDENBERG FINANCIAL, INC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 173 START DATE: 12/03/2018 ADDRESS: 404 A Savannah Rd, Lewes DE 19958, United States DESCRIPTION: Financial advisor for the practice, providing holistic advice related to investment planning, insurance planning, and retirement planning.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-11
  • S66 Uniform Combined State Law Examination
    2018-10-11

View on SEC IAPD

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