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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2012-06-14
  • VT RA
    APPROVED
    Since 2012-06-14

Branch Locations

160 Benmont Ave Ste 17A, Bennington, VT 05201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Bennington VT 02/2007 Present
Michael Slattery Bennington VT 01/2009 Present
James Daniel Sawtelle Bennington VT 01/2009 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2012 Present
  • 02/2007 → Present
    Bennington, VT
  • 01/2009 → Present
    Michael Slattery
    Bennington, VT
  • 01/2009 → Present
    James Daniel Sawtelle
    Bennington, VT
  • 06/2012 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

(1) GREEN MOUNTAIN COMMUNITY NETWORK, INC., INVESTMENT RELATED, 215 PLEASANT STREET BENNINGTON, VT 05201, TRANSPORTATION, 11/2014, 5 HOURS PER MONTH, FINANCE COMMITTEE (2) TREASURER, UNITED COUNSELING SERVICE, 100 LEDGE HILL DRIVE, BENNINGTON, , VERMONT, 05201, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 4/15/2008, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ATTEND BOARD MEETINGS, COMMITTEE MEETINGS AND RELATED FUNCTIONS, REPORT TO THE STATE BOARD ON BUSINESS ACTIVITIES AS IT RELATES TO THE COMPANY OBJECTIVES (3) TREASURER, VERMONT ARTS EXCHANGE, 48 MAIN ST, NORTH BENNINGTON, , VERMONT, 05257, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 05/17/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD OVERSIGHT (4) TRUSTEE, THE VILLAGE OF OLD BENNINGTON, 1 MONUMENT CIRCLE, OLD BENNINGTON, , VERMONT, 05201, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 8/7/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, VILLAGE TRUSTEE; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-08-06
  • S63 Uniform Securities Agent State Law Examination
    2007-08-06
Designations

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