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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2023-12-18 |
Branch Locations
210 South St P. O. Box 4544, Bennington, VT 05201 • United States
354 Mountain View Dr. Suite 200, Colchester, VT 05446 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People'S Securities, Inc. | Portsmouth | NH | 05/2015 | 08/2022 |
| People'S United Advisors, Inc. | Portsmouth | NH | 05/2018 | 08/2022 |
| Lpl Financial Llc | Hampton | NH | 08/2022 | 12/2023 |
| Lpl Financial Llc | Hampton | NH | 08/2022 | 12/2023 |
| Equity Services Inc | Montpelier | VT | 12/2023 | Present |
| National Life Group | Rowley | MA | 12/2023 | Present |
*NPA FINANCIAL,172 MAIN ST,ROWLEY,MA,01969,ONGOING,INV REL,AGENT,INSURANCE,DURING TRD/HRS,1%*THE VERMONT AGENCY,172 MAIN ST,ROWLEY,MA,01969,ONGOING,INV REL,AGENT,INSURANCE,DURING TRD/HRS,1%*SIMMONS FINANCIAL PARTNERS LLC,172 MAIN STREET,ROWLEY,MA,01969,ONGOING,INV REL,AGENT,INSURANCE,DURING TRDL/HRS,0%. *J&S WEALTH ADVISORS. 172 MAIN ST, ROWLEY MA. NOT INV REL. JAN 2025. PASS THROUGH ENTITY FOR MARKETING NON-REGISTERED BUSINESS. OWNER. CONSULTING ON AND PROVIDING GUIDANCE WITH NON-FINANCIAL SERVICES RELATED QUESTIONS. DURING TRADE HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-25 |
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