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Current Employers
Bennington Financial Planning Group

207 West Main Street, Bennington, VT 05201 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-03
FL RA APPROVED 2024-03-09
MA RA APPROVED 2023-12-06
ME RA APPROVED 2023-11-21
NH RA APPROVED 2023-11-21
NY RA APPROVED 2023-11-21
VT RA APPROVED 2010-11-09
  • NC RA
    APPROVED
    Since 2025-01-03
  • FL RA
    APPROVED
    Since 2024-03-09
  • MA RA
    APPROVED
    Since 2023-12-06
  • ME RA
    APPROVED
    Since 2023-11-21
  • NH RA
    APPROVED
    Since 2023-11-21
  • NY RA
    APPROVED
    Since 2023-11-21
  • VT RA
    APPROVED
    Since 2010-11-09

Branch Locations

207 West Main Street, Bennington, VT 05201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.B. Mckenna & Co., Inc. Bennington VT 11/2006 Present
Bennington Financial Planning Group Bennington VT 10/2010 Present
Other Businesses

I HAVE HELD THE POSITION OF FINANCIAL ADVISOR SINCE NOVEMBER 2006 WITH D.B. MCKENNA & CO., INC., A BROKER-DEALER FIRM AND ADVISOR WITH BENNINGTON FINANCIAL PLANNING GROUP SINCE 2011. (D.B. MCKENNA IS OUR BD BUSINEES, WHILE BENNINGTON FINANCIAL PLANNING GROUP IS OUR IA BUSINESS). I DEVOTE 50% OF MY TIME TO D.B. MCKENNA & CO., AND 50% OF MY TIME TO BENNIGNTON FINANCIAL PLANNING GROUP. Iâ??M ALSO A MEMBER OF THE BENNINGTON REDEVELOPMENT GROUP LLC, WHICH IS A LOCAL GROUP OF BUSINESSES AND CIVIC-MINDED INDIVIDUALS WHO HAVE BOUGHT AND REHABILITATED A BLOCK OF DOWNTOWN BENNINGTON, VT IN HOPES OF REVITALIZING OUR COMMUNITY FOR FUTURE GENERATIONS. I ALSO PROVIDE TAX PREPERATION SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-05
S63 Uniform Securities Agent State Law Examination 2007-02-27
  • S66 Uniform Combined State Law Examination
    2010-10-05
  • S63 Uniform Securities Agent State Law Examination
    2007-02-27
Designations

View on SEC IAPD

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