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119 East Court Street Suite 203, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2015-09-16 |
Branch Locations
602 Main Street Suite 700, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
NAME: VJ SUN, LLC START: 07/2011 NON-INVESTMENT RELATED TYPE: RENTAL PROPERTY OWNERSHIP POSITION:PARTNER HRS/MO 3 NAME: JOE SUNDERMAN, LLC START: 05/2015 NON-INVESTMENT RELATED TYPE: BUSINESS CONSULTING POSITION: MEMBER HRS/MO 10 NAME: KELSEY CHEVROLET, LLC START: 03/2015 NON-INVESTMENT RELATED TYPE: AUTOMOBILE DEALERSHIP POSITION: PART-OWNER HRS/MO 5 NAME: TCI, LLC START: 07/2014 NON-INVESTMENT RELATED TYPE: MEDICAL REVENUE CYCLE POSITION: PART-OWNER HRS/MO 3
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-11 |
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