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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-13
CA RA APPROVED 2023-05-03
  • TX RA
    APPROVED
    Since 2025-03-13
  • CA RA
    APPROVED
    Since 2023-05-03

Branch Locations

433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Beverly Hills CA 02/2016 03/2023
Morgan Stanley Private Bank, National Association New York NY 03/2016 03/2023
First Republic Securities Company, Llc Los Angeles CA 03/2023 04/2023
First Republic Investment Management, Inc Los Angeles CA 03/2023 04/2023
Wells Fargo Clearing Services, Llc Beverly Hills CA 04/2023 Present
  • 02/2016 → 03/2023
    Beverly Hills, CA
  • 03/2016 → 03/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 03/2023 → 04/2023
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 03/2023 → 04/2023
    First Republic Investment Management, Inc
    Los Angeles, CA
  • 04/2023 → Present
    Beverly Hills, CA
Previous Registrations
Other Businesses

THE WESLEY SCHOOL; INV RELATED; NORTH HOLLYWOOD, CA; K-8 INDEPENDENT SCHOOL IN LA; FINANCE COMMITTEE MEMBER; START DATE: 10/15/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING; THE WESLEY SCHOOL; INV RELATED;NORTH HOLLYWOOD,CA; K-8 INDEPENDENT SCHOOL IN LOS ANGELES; CO-CHAIR OF WESLEY SCHOOL AUDIT COMMITTEE; START DATE: 9/8/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-14
  • S66 Uniform Combined State Law Examination
    2007-11-14
Other Names
  • Nick Davey
  • Nicholas Evan Davey
  • Nicholas Davey

View on SEC IAPD

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