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Carly Anne Rainero

Morgan Stanley

Fort Myers, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
FL RA APPROVED 2013-08-14
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • FL RA
    APPROVED
    Since 2013-08-14

Branch Locations

7811 University Pointe Drive Suite 100, Fort Myers, FL 33907 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Fort Myers FL 07/2013 Present
Previous Registrations
  • 2007-03-02 → 2012-09-25
    Triad Advisors Llc
    Clearwater, FL
    Fort Meyers, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-04-09
S65 Uniform Investment Adviser Law Examination 2007-02-27
  • S63 Uniform Securities Agent State Law Examination
    2008-04-09
  • S65 Uniform Investment Adviser Law Examination
    2007-02-27
Other Names
  • Carly Anne Reynolds

View on SEC IAPD

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