Michael Vincent Fasano

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 03/2020
  Ameriprise Financial Services, Inc.
  Saddle Brook, NJ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Montclair, NJ

Previous Registrations

• 2009-04-27 → 2014-11-17
  Oppenheimer & Co. Inc.
  Florham Park, NJ
• 2007-03-21 → 2009-05-14
  Citigroup Global Markets Inc.
  Paramus, NJ
  Ridgewood, NJ

Other Businesses

Real Estate Ownership; Single Family; 125 Magnolia Rd Ramsey, NJ 07446, ,; Not Investment-Related; 04/01/2013 / Single Family; 106 W. Pompano Way, , Lavalette, NJ, 08735; Not Investment-Related; 11/25/2021. Business Ownership; Stephens Lane Group; Owner; Manage Ameriprise Business; 8 Hillside Avenue, Suite 301, Montclair, NJ, 07042; Not Investment-Related; 03/19/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Golficity, LLC; Co-owner; Online blog/Website; 63W Ramapo Valley Rd, , Mahwah, NJ, 07430; Not Investment-Related; 05/17/2012; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Stephens Lane Group; Owner; Manage advisory business; 8 Hillside Avenue, Suite 301, Montclair, NJ, 07042; Not Investment-Related; 03/19/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2007-03-20