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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-11-17
  • NJ RA
    APPROVED
    Since 2014-11-17

Branch Locations

Mahwah, NJ • United States

8 Hillside Ave Ste 301, Montclair, NJ 07042 • United States

Mahwah, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Saddle Brook NJ 11/2014 03/2020
Ameriprise Financial Services, Llc Montclair NJ 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 125 Magnolia Rd Ramsey, NJ 07446, ,; Not Investment-Related; 04/01/2013 / Single Family; 106 W. Pompano Way, , Lavalette, NJ, 08735; Not Investment-Related; 11/25/2021. Business Ownership; Stephens Lane Group; Owner; Manage Ameriprise Business; 8 Hillside Avenue, Suite 301, Montclair, NJ, 07042; Not Investment-Related; 03/19/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Golficity, LLC; Co-owner; Online blog/Website; 63W Ramapo Valley Rd, , Mahwah, NJ, 07430; Not Investment-Related; 05/17/2012; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Stephens Lane Group; Owner; Manage advisory business; 8 Hillside Avenue, Suite 301, Montclair, NJ, 07042; Not Investment-Related; 03/19/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-20
  • S66 Uniform Combined State Law Examination
    2007-03-20

View on SEC IAPD

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