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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-30 |
| SC | RA | APPROVED | 2026-06-30 |
Branch Locations
1320 Main Street, Columbia, SC 29201 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-29 |
| SC | RA | APPROVED | 2025-08-18 |
| TX | RA | APPROVED | 2025-08-18 |
Branch Locations
1320 Main St Ste 600, Columbia, SC 29201 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Golden Capital Management, Llc | Charlotte | NC | 05/2009 | 07/2017 |
| Foreside Fund Services, Llc | Charlotte | NC | 08/2014 | 04/2017 |
| Wells Fargo Asset Management | San Francisco | CA | 07/2017 | 11/2021 |
| Allspring Global Investments, Llc. | Charlotte | NC | 11/2021 | 08/2024 |
| Allspring Funds Distributor, Llc | Charlotte | NC | 08/2024 | 07/2025 |
| Allspring Funds Management, Llc | Charlotte | NC | 08/2024 | 07/2025 |
| Wells Fargo Clearing Services, Llc ( | Columbia | SC | 07/2025 | Present |
| Wells Fargo Advisors Financial Network | Columbia | SC | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2024-10-25 |
| S66 | Uniform Combined State Law Examination | 2007-04-27 |
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