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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-10
TX RA APPROVED 2024-01-02
MN RA APPROVED 2023-11-30
  • FL RA
    APPROVED
    Since 2024-12-10
  • TX RA
    APPROVED
    Since 2024-01-02
  • MN RA
    APPROVED
    Since 2023-11-30

Branch Locations

2701 University Avenue Se, Minneapolis, MN 55414-3238 • United States

15200 Emerald Coast Parkway #504, Destin, FL 32541 • United States

St. Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cri Securities, Llc St Paul MN 11/2009 10/2021
North Star Consultants, Inc Minneapolis MN 12/2006 Present
Securian Financial Services, Inc St Paul MN 11/2009 08/2023
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2023 Present
  • 11/2009 → 10/2021
    Cri Securities, Llc
    St Paul, MN
  • 12/2006 → Present
    North Star Consultants, Inc
    Minneapolis, MN
  • 11/2009 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 11/2023 → Present
    Schaumburg, IL
Other Businesses

1) NOTARY PUBLIC POSITION: INDEPENDENT CONTRACTOR NATURE: NOTARY PUBLIC INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2012 ADDRESS: SAME AS REGISTERED LOCATION, DESCRIPTION: NOTARY 2) N/A POSITION: OWNER NATURE: RENTAL PROPERTY INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/2023, ADDRESS: SAME AS RESIDENTIAL ADDRESS, DESCRIPTION: RENTAL PROPERTY PROPERTY ADDRESS: 15200 EMERALD COAST PARKWAY, #504DESTIN, FL 32541; 3. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-29
S63 Uniform Securities Agent State Law Examination 2010-03-08
  • S65 Uniform Investment Adviser Law Examination
    2023-11-29
  • S63 Uniform Securities Agent State Law Examination
    2010-03-08
Other Names
  • Mariann Nippert

View on SEC IAPD

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