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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-08-25 |
| TX | RA | APPROVED | 2011-06-29 |
Branch Locations
10201 W Markham St., Ste 100, Little Rock, AR 72205 • United States
1519 S. Bowman Rd. Suite H, Little Rock, AR 72211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-01-28 |
Branch Locations
1519 S. Bowman Rd. Suite H, Little Rock, AR 72211 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Little Rock | AR | 06/2011 | Present |
| Genwealth Financial Advisors | Little Rock | AR | 09/2011 | 04/2018 |
| Stoffel Financial Adivsors, Llc | Little Rock | AR | 07/2018 | Present |
1) 3/5/2018 - Stoffel Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 3/1/2018 - 25 Hours Per Month/1 Hour During Trading. 2) 8/23/2018 - Stoffel Financial Adivsors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date:07/30/2018 - 15 Hours Per Month/10 Hours During Trading - I provide financial planning and consulting services through Stoffel Financial Advisors LLC., an independent investment advisor firm. I started this business activity in August 2018. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3) 11/14/2023 - Stoffel Financial Advisors - Non-Variable Insurance - Advisor - Investment Related - At Reported Business Location(s) - Start Date 11/06/2023 - 10 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-13 |
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