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Adam L Creighton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Traverse City, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-06-21
MI RA APPROVED 2012-10-24
  • TX RA
    APPROVED
    Since 2013-06-21
  • MI RA
    APPROVED
    Since 2012-10-24

Branch Locations

333 W Grandview Pkwy, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Traverse City MI 07/2012 Present
Bank Of America, N.A. Traverse City MI 01/2013 Present
  • 07/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Traverse City, MI
  • 01/2013 → Present
    Bank Of America, N.A.
    Traverse City, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-18
S65 Uniform Investment Adviser Law Examination 2009-01-06
S63 Uniform Securities Agent State Law Examination 2007-06-26
  • S66 Uniform Combined State Law Examination
    2012-10-18
  • S65 Uniform Investment Adviser Law Examination
    2009-01-06
  • S63 Uniform Securities Agent State Law Examination
    2007-06-26
Other Names
  • Adam Lee Creighton

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · TRAVERSE CITY, MI
UP NORTH FINANCIAL, LLC · TRAVERSE CITY, MI
CHARLES SCHWAB & CO., INC. · Traverse City, MI
REHMANN WEALTH · TRAVERSE CITY, MI
G. A. REPPLE & COMPANY · Traverse City, MI
INDEPENDENT WEALTH MANAGEMENT, LLC · TRAVERSE CITY, MI
CHERRY TREE WEALTH MANAGEMENT, LLC · Traverse City, MI
PFS INVESTMENTS INC. · TRAVERSE CITY, MI

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