Craig Stuart Johlfs

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2006 → Present
  Waddell & Reed, Inc
  Denver, CO
• 02/2007 → Present
  Various Insurance Carriers For W&R Insurance Agencies
  Aurora, CO
• 02/2014 → 08/2020
  Denver Children'S Advocacy Center
  Denver, CO
• 05/2015 → Present
  Johlfs Holdings Llc
  Aurora, CO
• 01/2011 → Present
  Johlfs Inc Dba Johlfs Financial Group
  Aurora, CO
• 07/2021 → Present
  Lpl Financial Llc
  Colorado Springs, CO

Previous Registrations

• 2007-01-31 → 2021-07-21
  Waddell & Reed
  Las Vegas, NV
  Denver, CO
  Golden, CO
  Boulder, CO
  Ft. Collins, CO
  Colorado Springs, CO
  Los Alamos, NM
  Albuquerque, NM
  Greenwood Village, CO
  Indian Wells, CA
  Colorado Springs, CO

Other Businesses

1) 5/2015 - Business Entity For Tax/Investment Purposes Only - Johlfs Holdings, LLC - Not Investment Related - 20 hr/mon - Aurora, CO 80015 2) 1/2011 - DBA for LPL Business (entity for LPL business) - Johlfs Financial Group - Investment Related - 10 hr/mon - Greenwood Village, CO 80111 3) 3/15/2023 - No Business Name - Investment Related - Home Based - Real Estate Rental - Start Date - 02/20/2023 - 4 Hours Per Month/0 Hours During Securities Trading 4) 12/12/2023 - Johlfs Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/15/2023 - 4 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2007-01-30

Designations

• Certified Financial Planner

Other Names

• Craig Johlfs