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Anthony King

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-17
CA RA APPROVED 2017-02-17
  • TX RA
    APPROVED_RES
    Since 2023-08-17
  • CA RA
    APPROVED
    Since 2017-02-17

Branch Locations

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 01/2017 Present
Vanguard Scottsdale AZ 09/2016 01/2017
Bank Of America, N.A. Chandler AZ 02/2017 Present
Previous Registrations
  • 2013-04-02 → 2016-09-08
    Usaa Financial Planning Services
    Phoenix, AZ
  • 2007-12-18 → 2013-04-04
    Usaa Investment Services Company
    Phoenix, AZ
    Phoenix, AZ
  • 2007-07-11 → 2007-12-05
    Investment Advisors International, Inc.
    Mesa, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-31
S63 Uniform Securities Agent State Law Examination 2006-12-29
  • S65 Uniform Investment Adviser Law Examination
    2007-03-31
  • S63 Uniform Securities Agent State Law Examination
    2006-12-29
Other Names
  • Anthony Michael King
  • Anthony M King

View on SEC IAPD

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Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

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