Christopher Sean Cox

Employer firm

Portside Wealth Group, LLC CRD 325175

$1.43B regulatory AUM 20 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 09/2019
  Siena Wealth Management, Inc.
  San Jose, CA
• 10/2019 → 03/2021
  Allworth Financial, L.P.
  Corte Madera, CA
• 04/2021 → 04/2024
  Baker Tilly Wealth Management, Llc
  Mountain View, CA
• 04/2021 → 04/2024
  Baker Tilly Us, Llp
  Mountain View, CA
• 05/2024 → Present
  Portside Wealth Group
  Provo, UT
• 05/2024 → Present
  Brightside Wealth Management, Llc
  San Jose, CA

Previous Registrations

• 2021-04-09 → 2024-04-22
  Baker Tilly Wealth Management, Llc
  Mountain View, CA
• 2019-10-01 → 2021-03-12
  Allworth Financial, L.P.
  San Jose, CA
  Folsom, CA
• 2014-03-05 → 2019-11-06
  Siena Wealth Management, Inc.
  San Jose, CA
• 2009-02-02 → 2014-02-03
  Foothill Securities, Inc.
  Santa Clara, CA
• 2008-03-27 → 2008-12-01
  Berthel, Fisher & Company Financial Services, Inc.
  Half Moon Bay, CA

Other Businesses

1 - Beach III, LLC; Not investment related; Online retail T-shirt store, I am the Owner and only person affiliated with the Company; I spend about 15 hrs/month on this business; outside of security trading hours; my duties are developing the product and eventually distribution. 2 - Forward Partners Group, limited partner (33.33% ownership); referral group of professionals which includes CPAs, financial advisors, and attorneys, began involvement 3/2016, approximately 3 hours a month spent on the business. 3. Brightside Wealth Management, LLC 05/2024, Owner, LLC for tax purposes, DBA of Portside Wealth Group. 4. Chris Cox, 1/2025 offering fixed life and annuity products. investment related. Fixed Insurance Business for clients, 1-5 hours/month during non business hours, 1-5 month/hours during business hours.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-26
• S63 Uniform Securities Agent State Law Examination
  2006-12-29