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Marion R Smith

Edward Jones

Orland Park, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-10
IL RA APPROVED 2025-01-31
  • TX RA
    APPROVED
    Since 2026-02-10
  • IL RA
    APPROVED
    Since 2025-01-31

Branch Locations

16526 106Th Ct, Orland Park, IL 60467-0000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Washington DC 11/2006 04/2022
Merrill Lynch Chicago IL 04/2022 09/2024
Bank Of America Na Chicago IL 04/2022 09/2024
Edward Jones St Louis MO 01/2025 Present
N/A Highland Park IL 10/2024 12/2024
  • 11/2006 → 04/2022
    Citigroup Global Markets Inc
    Washington, DC
  • 04/2022 → 09/2024
    Merrill Lynch
    Chicago, IL
  • 04/2022 → 09/2024
    Bank Of America Na
    Chicago, IL
  • 01/2025 → Present
    Edward Jones
    St Louis, MO
  • 10/2024 → 12/2024
    N/A
    Highland Park, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-20
  • S66 Uniform Combined State Law Examination
    2007-07-20
Other Names
  • Marion Smith
  • Marion Rosales Smith
  • Marion Rosales

View on SEC IAPD

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HIGHPOINT PLANNING PARTNERS
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

ANDREA PAGLIARO
Randall Andrew Scianna
KRISTEN ANNE ROSE
CHRISTINA A Valtierra
Pamela Jean Tattas
MARK ANTHONY GIOVANAZZI
DEBRA J BAKER
CRAIG PATRICK CUNNINGHAM

Other Offices

MORGAN STANLEY · Orland Park, IL
OSAIC WEALTH, INC. · Orland Park, IL
CETERA INVESTMENT ADVISERS LLC · ORLAND PARK, IL
W&S BROKERAGE SERVICES, INC. · ORLAND PARK, IL
WAVE & BREAKOUT L.L.C. · ORLAND PARK, IL
HIGHPOINT PLANNING PARTNERS · ORLAND PARK, IL
WELLS FARGO CLEARING SERVICES, LLC · ORLAND PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ORLAND PARK, IL

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