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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-12-26 |
Branch Locations
18 Corporate Woods Blvd Fl 2, Albany, NY 12211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2016 | 10/2020 |
| Lpl Financial, Llc | Albany | NY | 11/2020 | Present |
1. 01/01/2015 - PROGRAMMER/CONSULTANT/ SOFTWARE PROGRAMMER/ NOT INVESTMENT RELATED/ 10%/ TROY, NY 2. 11/09/2020 - ROSEMONT FINANCIAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ ALBANY, NY 3. 10/01/2009 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 190 1ST ST TROY, NY 12180; 30 PAWLING AVE, TROY, NY 12180
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-13 |
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