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Jennifer Ellman

Wells Fargo Clearing Services, LLC

Maple Glen, PA

Philadelphia, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-01-27
  • PA RA
    APPROVED
    Since 2021-01-27

Branch Locations

1977 Norristown Rd, Maple Glen, PA 19002 • United States

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Bensalem PA 06/2011 Present
Wells Fargo Advisors Llc Bensalem PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bensalem PA 11/2016 Present
  • 06/2011 → Present
    Wachovia Bank, N.A.
    Bensalem, PA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Bensalem, PA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Bensalem, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-07
S63 Uniform Securities Agent State Law Examination 2007-02-15
  • S66 Uniform Combined State Law Examination
    2021-01-07
  • S63 Uniform Securities Agent State Law Examination
    2007-02-15

View on SEC IAPD

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PNC WEALTH MANAGEMENT LLC
LPL FINANCIAL LLC
PRIVATE ADVISOR GROUP, LLC
PRIME SOLUTIONS FINANCIAL SERVICES CORP.
KEITZ INVESTMENT MANAGEMENT LTD.

Other Investors

MICHAEL PATRICK MCKEEVER
STEPHAN ALLAN COLGLAZIER
MICHAEL HOWARD SHARP
EDWARD VENTS RIMBENIEKS
TASHA DENISE MILES
Katherine Carmichael Morosani
DAVID RONALD MASSEY
ROBERT EMMET LYDON

Other Offices

CITIZENS SECURITIES, INC. · HORSHAM, PA
BERKADIA CAPITAL ADVISORS LLC · AMBLER, PA
SHARP FINANCIAL · HORSHAM, PA
PNC WEALTH MANAGEMENT LLC · Horsham, PA
LPL FINANCIAL LLC · HORSHAM, PA
PRIVATE ADVISOR GROUP, LLC · Horsham, PA
PRIME SOLUTIONS FINANCIAL SERVICES CORP. · HORSHAME , PA
PRIME SOLUTIONS FINANCIAL SERVICES CORP. · HORSHAM, PA

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