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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-04-02
DE RA APPROVED 2022-07-13
FL RA APPROVED 2022-06-17
CA RA APPROVED 2021-06-10
SC RA APPROVED 2020-01-07
NC RA APPROVED 2020-01-06
KY RA APPROVED 2020-01-03
NJ RA APPROVED 2020-01-02
PA RA APPROVED 2003-05-07
  • OH RA
    APPROVED
    Since 2026-04-02
  • DE RA
    APPROVED
    Since 2022-07-13
  • FL RA
    APPROVED
    Since 2022-06-17
  • CA RA
    APPROVED
    Since 2021-06-10
  • SC RA
    APPROVED
    Since 2020-01-07
  • NC RA
    APPROVED
    Since 2020-01-06
  • KY RA
    APPROVED
    Since 2020-01-03
  • NJ RA
    APPROVED
    Since 2020-01-02
  • PA RA
    APPROVED
    Since 2003-05-07

Branch Locations

822 Welsh Road, Horsham, PA 19044 • United States

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Horsham PA 05/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-23
S63 Uniform Securities Agent State Law Examination 1999-08-16
  • S65 Uniform Investment Adviser Law Examination
    2017-03-23
  • S63 Uniform Securities Agent State Law Examination
    1999-08-16

View on SEC IAPD

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