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Lara Elizabeth Kien

Wells Fargo Clearing Services, LLC

Washington, DC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-05
DC RA APPROVED 2015-02-11
VA RA APPROVED 2010-03-30
  • TX RA
    APPROVED_RES
    Since 2022-05-05
  • DC RA
    APPROVED
    Since 2015-02-11
  • VA RA
    APPROVED
    Since 2010-03-30

Branch Locations

1700 K St Nw 9Th Fl [Du-Rbo], Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Mclean VA 09/2005 Present
Wells Fargo Advisors Llc Mclean VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mclean VA 11/2016 Present
  • 09/2005 → Present
    Wachovia Bank, N.A.
    Mclean, VA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Mclean, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Mclean, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-29
S63 Uniform Securities Agent State Law Examination 2007-04-17
  • S66 Uniform Combined State Law Examination
    2010-03-29
  • S63 Uniform Securities Agent State Law Examination
    2007-04-17
Other Names
  • Lara Bjoring
  • Lara Elizabeth Bjoring

View on SEC IAPD

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BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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