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10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-12 |
Branch Locations
10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States
1500 Sunday Drive Suite 300, Raleigh, NC 27607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Raleigh | NC | 01/2007 | 10/2019 |
| Hughes Pittman & Gupton, Llp | Raleigh | NC | 12/2000 | 02/2024 |
| 1St Global Advisors, Inc. | Raleigh | NC | 04/2007 | 10/2019 |
| Avantax Insurance Services, Llc. | Raleigh | NC | 10/2019 | 08/2024 |
| Avantax Advisory Services | Raleigh | NC | 10/2019 | 08/2024 |
| Avantax Investment Services, Inc. | Raleigh | NC | 10/2019 | 08/2024 |
| Hpg Wealthcare Advisors, Llc | Raleigh | NC | 01/2007 | 08/2024 |
| Eisneramper | Raleigh | NC | 02/2024 | 02/2026 |
| Dai Securities Llc | Atlanta | GA | 08/2024 | Present |
| Prosperity - An Eisneramper Company | Raleigh | NC | 08/2024 | Present |
1) FIXED INSURANCE AND ANNUITY SALES; POSITION: Insurance Agent NATURE: Fixed annuity and insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/2024; 1500 Sunday Drive, Suite 300, Raleigh NC 27607 2) CCP PROCESSING, LLC POSITION: SOLE MANAGER NATURE: MARKETING OF CREDIT CARD PROCESSING INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: null START DATE: 02/01/2009 ADDRESS: , Raleigh NC , United States DESCRIPTION: Manager 3) NORTH STATE BANK POSITION: Advisory board member for a local office of North State Bank NATURE: North State Bank is a local financial institution INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/19/2017 ADDRESS: 2413 Blue Ridge Road, Raleigh NC 27607, United States DESCRIPTION: Attend West Raleigh advisory board meetings which are 6 times a year. These meetings are marketing focused. 4) EISNERAMPER POSITION: Partner NATURE: Tax and Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 125 START DATE: 02/01/2024 ADDRESS: 1500 Sunday Drive, Suite 300, Raleigh NC 27607, United States DESCRIPTION: Tax and Accounting
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-27 |
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