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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-27 |
| WA | RA | APPROVED | 2023-11-20 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
Carnation, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Ny 101Pa B - New York | New York | NY | 01/2011 | 11/2023 |
| Rbc Capital Markets, Llc | Tacoma | WA | 11/2023 | Present |
1) LARK PUBLISHING; P.O. Box 572, Carnation, Washington 98014; Self-publishing books; Proprietor/owner; I will write and self-publish books; 0 business hours per month 2) NAME OF ENTITY: Yoga Alliance ADDRESS: 4201 Wilson Blvd. #600 Arlington Virginia 22230 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 17/07/2025 CAPACITY: Other DUTIES: registered yoga teacher with yoga alliance HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours 3) Rental Property ADDRESS: 1150 West Saint Georges Avenue, Linden, NJ 07036 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real Estate START DATE: 01/10/2007 CAPACITY: Owner DUTIES: it's a rental property HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-08 |
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