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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-05 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
201 Liberty Street P. O. Box 520, Morris, IL 60450 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Powerhouse Gym | Morris | IL | 06/2005 | 01/2025 |
| Grundy Bank | Morris | IL | 01/2006 | Present |
| Lpl Financial Llc | Morris | IL | 01/2025 | Present |
1- 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 09/10/2024- 160 hours per month/ during trading 2- 01/2025- Grundy Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 09/10/2024- 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-02 |
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