Darlene Elaine Roepoundstone

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-07-06
IL	RA	APPROVED	2009-07-31

TX RA
APPROVED_RES

Since 2017-07-06
IL RA
APPROVED

Since 2009-07-31

Branch Locations

Marseilles, IL • United States

1802 N Division St, Ste 302, Morris, IL 60450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Morris	IL	07/2009	Present

07/2009 → Present

Lpl Financial

Morris, IL

Previous Registrations

2002-01-30 → 2009-08-04

Pruco Securities, Llc.

Morris, IL

Morris, IL

Other Businesses

1. 07/31/09- ROE-POUNDSTONE WEALTH MANAGEMENT AND INSURANCE/ DBA ONLY/ MORRIS, IL 2. 07/31/09- RESOURCE BROKERAGE/ BC-BS OF IL GROUP/ INSURANCE BUSINESS/ 10% OF TIME/ MORRIS, IL 3. 11/25/2025-Darlene Roe-Poundstone-Non-Variable Insurance-Inv Related-At Morris, IL-Start date 09/13/2023-1hrs/mth-1hrs/mth during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-02-05
S63	Uniform Securities Agent State Law Examination	1993-07-16

S65 Uniform Investment Adviser Law Examination

2001-02-05
S63 Uniform Securities Agent State Law Examination

1993-07-16

Other Names

Darlene Elaine Roe
Darlene Elaine Roe

View on SEC IAPD