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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-07-16 |
| NC | RA | APPROVED | 2011-12-14 |
Branch Locations
127-A Oakmont Drive, Greenville, NC 27858 • United States
790 Cardinal Rd, New Bern, NC 28562-5202 • United States
8309 Six Forks Road, Ste 107, Raleigh, NC 27815 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Greenville | NC | 12/2011 | Present |
1. 11/22/2011 - ASPECT FINANCIAL, LLC/ DBA ONLY/ GREENVILLE, NC 2. 01/23/2013: DELIA FINANCIAL PLANNING, LLC / FOR ACCOUNTING PURPOSES ONLY / GREENVILLE, NC 3. 05/10/2016 * Aspect Wealth Management * DBA for LPL Business (entity for LPL business) * inv rel * at reported business location(s) * passive owner for succession purpose only * start 01/01/2016 * 0 hrs/mo. 4. 03/06/2017 * No Business Name * Investment Related * Greenville, NC * Real Estate Rental * Started 03/01/2017 * 0 Hours Per Month/0 Hours During Securities Trading 5. 10/02/2017 - Acera Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 09/25/2017 - 0 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-14 |
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